The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
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Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes. Here's what you need to know.
Electric power utility Evergy Inc. was hit with a proposed class action saying its employees’ 401(k) plan is filled with ...
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
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The news comes after BlackRock's announcement last week that its annuity-integrated TDF product has surpassed $16 billion in ...
Vanguard Groupwill pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences to ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...