The Securities and Exchange Commission today moved for entry of a final judgment by consent against Stephen Kenneth Leech II, the former co-chief investment officer of registered investment adviser ...

The Monetary Authority of Singapore (MAS) today issued a set of Guidelines on Artificial Intelligence (AI) Risk Management ("Guidelines") to support responsible AI adoption in Singapore’s financial ...

The purpose of these surveys is to understand the overall level of operational resilience maturity and to support continuous improvement in a constructive and collaborative way. It is also designed to ...

MSCI Private Company Insights provides daily pricing, valuation, transaction, and liquidity data for private company securities. The platform covers more than 2,000 private companies and more than $5 ...

FINRA found that Revere acted as a lead underwriter or selling group member for foreign-based, small-cap IPOs that bore hallmarks of potential “ramp-and-dump” schemes, failed to detect and report ...

The SEC's Divisions of Examinations and Investment Management, and the Asset Management Unit of the Division of Enforcement, jointly sponsor the compliance outreach program. The program promotes open ...

HM Treasury has appointed six Joint Lead Managers for DIGIT, the UK's first digitally native government bond, marking a significant milestone in the development of the country's digital capital ...

smartTrade Technologies, a leading provider of multi-asset electronic trading solutions, is thrilled to announce that it has been awarded 'World's Best FX Solution' and 'World's Best FX Pricing ...

As Canadians increasingly encounter investment information and opportunities online, the Canadian Securities Administrators (CSA) is marking Investor Education Month by encouraging investors to stay ...

Summary statistics including trading volume and market share by business segment, rolling three-month average revenue per contract and capture rates, and estimates for revenue per contract and capture ...

In July, HSBC became the first firm to receive approval to operate a live Digital Securities Depository in the Sandbox. ClearToken has become the second firm to receive that approval.

1. The views expressed here are my own and are not necessarily those of my colleagues on the Federal Reserve Board or the Federal Open Market Committee.